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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-08-14
TX RA APPROVED 2024-08-14
  • MD RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-14

Branch Locations

Annapolis, MD • United States

1447 York Road Suite 801, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Lutherville MD 04/2016 08/2024
Lpl Financial Lutherville MD 08/2024 Present
  • 04/2016 → 08/2024
    Lincoln Financial Advisors Corporation
    Lutherville, MD
  • 08/2024 → Present
    Lpl Financial
    Lutherville, MD
Previous Registrations
  • 2016-04-18 → 2024-08-16
    Osaic Fa, Inc.
    Vienna, VA
    Lutherville, MD
  • 2012-03-01 → 2016-04-25
    Towson, MD
    Towson, MD
    Towson, MD
  • 2008-07-16 → 2012-03-08
    First Command Brokerage Services, Inc.
    Camp Springs, MD
    Jacksonville, MD
    Camp Springs, MD
  • 2005-09-02 → 2006-02-08
    First Command Brokerage Services, Inc.
    Aberdeen, MD
  • 2005-01-04 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

1.08/14/2024; Academy Financial; Non-Variable Insurance; Not Investment Related; at Reported Business Location(s); Start Date 08/14/2024; 5hrs/mth; hrs during trading 2.08/14/2024; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Academy Financial, Inc; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.08/14/2024; James Metzbower; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/08/2024; 0hrs/mth; 0hrs during trading 4.08/12/2026; PILOT Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/06/2026; 5hrs/mth; 0hrs during trading 5.08/12/2026; Midland National/Sammons Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/06/2026; 1hrs/mth; 1hrs during trading 6.08/12/2026; Lincoln Financial; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/06/2026; 2hrs/mth; 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 2003-03-07
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    2003-03-07
Other Names
  • Jim Metzbower
  • James C Metzbower

View on SEC IAPD

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