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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-21
TX RA APPROVED 2025-01-13
  • DC RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED
    Since 2025-01-13

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Golds Gym, Inc Washington DC 01/2008 12/2018
Morgan Stanley Baltimore MD 09/2012 11/2018
Morgan Stanley Services Group Inc. Baltimore MD 03/2017 11/2018
Raymond James & Associates, Inc Washington DC 11/2018 04/2024
Ubs Financial Services, Inc Washington DC 04/2024 Present
  • 01/2008 → 12/2018
    Golds Gym, Inc
    Washington, DC
  • 09/2012 → 11/2018
    Morgan Stanley
    Baltimore, MD
  • 03/2017 → 11/2018
    Morgan Stanley Services Group Inc.
    Baltimore, MD
  • 11/2018 → 04/2024
    Raymond James & Associates, Inc
    Washington, DC
  • 04/2024 → Present
    Washington, DC
Previous Registrations
  • 2008-11-24 → 2009-07-31
    Kensington, MD
  • 2009-02-03 → 2009-03-26
    Fsc Securities Corporation
    Kensington, MD
  • 2006-07-07 → 2008-10-06
    Truist Investment Services, Inc.
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
    Washington, DC
  • 2004-09-02 → 2006-06-20
    Banc Of America Investment Services, Inc.
    Rockville, MD
    Bethesda, MD
Other Businesses

1) Name of Business: N/A-Rental House Address: 3528 Dunlap St, Temple Hills, MD, 20748, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: /// 2) Reese Holdings, LLC; Bowie, MD 20720; Sole proprietorship; Real Estate; LLC for Real Estate Holdings; Proprietor / owner; This is a real estate holding company. Passive; Start date: 4/13/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13
Other Names
  • Christopher Reese

View on SEC IAPD

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