Matthew Martin Puttroff

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 10/2019
  Tiaa
  Lawrence, KS
• 04/2018 → 09/2019
  Tiaa-Cref Individual & Institutional Services, Llc
  Lawrence, KS
• 05/2016 → 04/2018
  Se2, Llc
  Topeka, KS
• 10/2019 → 06/2021
  Fidelity Brokerage Services Llc
  Overland Park, KS
• 08/2022 → 06/2025
  Tiaa-Cref Individual & Institutional Services, Llc
  Peoria, AZ
• 08/2022 → 06/2025
  Tiaa
  Peoria, AZ
• 06/2021 → 03/2022
  Unemployed
  Peoria, AZ
• 03/2022 → 06/2025
  Glenfair Lanes
  Glendale, AZ
• 10/2019 → 06/2021
  Fidelity Personal And Workplace Advisors
  Overland Park, KS
• 09/2019 → 06/2021
  Fidelity Investments
  Overland Park, KS
• 07/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 07/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 07/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2022-09-27 → 2025-06-23
  Tiaa-Cref Individual & Institutional Services, Llc
  Peoria, AZ
  Denver, CO
• 2019-10-21 → 2021-06-13
  Fidelity Personal And Workplace Advisors
  Overland Park, KS
• 2018-05-18 → 2019-10-10
  Tiaa-Cref Individual & Institutional Services, Llc
  Lawrence, KS
• 2007-06-19 → 2016-06-06
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Lawrence, KS
  Denver, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-18
• S63 Uniform Securities Agent State Law Examination
  2005-07-08

Other Names

• Matthew M Puttroff
• Matthew Puttroff
• Matt Puttroff
• Matt Martin Puttroff
• Matt M Puttroff