Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-01-20
DC RA APPROVED 2007-10-10
TX RA APPROVED 2007-10-02
  • VA RA
    APPROVED
    Since 2021-01-20
  • DC RA
    APPROVED
    Since 2007-10-10
  • TX RA
    APPROVED
    Since 2007-10-02

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Washington DC 10/2007 Present
Bank Of America,N.A. Washington DC 06/2011 Present
  • 10/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Washington, DC
  • 06/2011 → Present
    Bank Of America,N.A.
    Washington, DC
Previous Registrations
  • 2007-04-02 → 2007-10-03
    Morgan Stanley & Co. Llc
    Washington, DC
  • 2003-07-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Washington, DC
    Washington, DC
Other Businesses

I*3011268 Entity Type: For Profit, Publicly Traded Name of OBA: The Neilson Company Address: New York, New York, 10010 Investment Related: No Position, Title, Association: Participant Employee Start Date: 10/14/2025 Number of Hours: 35, Weekly Number of Hours during trading: 8, Weekly Duties: The Neilson Company gathers data about people's use of media for ratings related to movies, radio, TV, and other media sources. They are a global leader in audience measurement, data and analytics, I wear a monitor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-02
  • S66 Uniform Combined State Law Examination
    2003-07-02
Other Names
  • Peggy Hayes Montgomery
  • Peggy Montgomery

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor