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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2021-01-07 |
| CT | RA | APPROVED | 2018-01-24 |
| TX | RA | APPROVED | 2018-01-24 |
Branch Locations
30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States
South Windsor, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Farmington | CT | 11/2016 | 01/2018 |
| Rbc Capital Markets, Llc. | Farmington | CT | 01/2018 | Present |
| City National Bank | Farmington | CT | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-09 |
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