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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-08-28 |
| CA | RA | APPROVED | 2007-03-28 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
Marina Del Ray, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 11/2006 | Present |
I*1219264 For profit or not for profit: For Profit Name of outside business organization: Lisa Hodus Investment related: N Address of business: Marina Del Rey, California, 90292Nature of business: ["Sole Proprietorship"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 3/16/2023Number of hours devoted: 8 hours Yearly Number of hours devoted during trading hours: 0 Duties: Commercial acting; limited appearance I*4718275, Entity Type: Fiduciary role Name of OBA: B G, Address: Scottsdale, Arizona, 85254, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 05/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney/Siblings I*4718272 Entity Type: Fiduciary role Name of OBA: H. Family Trust Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 06/18/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor/Trustee Parents I*4718273 Entity Type: Fiduciary role Name of OBA: SBAT Trust Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 05/12/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee/Siblings I*4870275 Entity Type: Fiduciary role Name of OBA: C. H. Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date: 08/03/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Power of Attorney/Parents I*4873267 Entity Type: Fiduciary role Name of OBA: C. H. Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date: 08/03/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Power of Attorney/Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-27 |
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