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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-28
CA RA APPROVED 2007-03-28
  • TX RA
    APPROVED_RES
    Since 2009-08-28
  • CA RA
    APPROVED
    Since 2007-03-28

Branch Locations

520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Marina Del Ray, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 11/2006 Present
Other Businesses

I*1219264 For profit or not for profit: For Profit Name of outside business organization: Lisa Hodus Investment related: N Address of business: Marina Del Rey, California, 90292Nature of business: ["Sole Proprietorship"]Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 3/16/2023Number of hours devoted: 8 hours Yearly Number of hours devoted during trading hours: 0 Duties: Commercial acting; limited appearance I*4718275, Entity Type: Fiduciary role Name of OBA: B G, Address: Scottsdale, Arizona, 85254, Investment Related: N, Position, Title, Association: Successor Power of Attorney, Employee Start Date: 05/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Power of Attorney/Siblings I*4718272 Entity Type: Fiduciary role Name of OBA: H. Family Trust Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 06/18/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor/Trustee Parents I*4718273 Entity Type: Fiduciary role Name of OBA: SBAT Trust Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 05/12/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Trustee/Siblings I*4870275 Entity Type: Fiduciary role Name of OBA: C. H. Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date: 08/03/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Power of Attorney/Parents I*4873267 Entity Type: Fiduciary role Name of OBA: C. H. Address: Scottsdale, Arizona, 85254 Investment Related: No Position, Title, Association: Successor Power of Attorney Employee Start Date: 08/03/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: Successor Power of Attorney/Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-27
  • S66 Uniform Combined State Law Examination
    2007-03-27

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