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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-23
  • TX RA
    APPROVED
    Since 2009-11-23

Branch Locations

8701 Bee Caves Road Suite 300, Austin, TX 78746 • United States

303 North Oregon Street, El Paso, TX 79901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co, Inc. El Paso TX 01/2003 Present
Morgan Stanley Smith Barney Austin TX 06/2009 Present
  • 01/2003 → Present
    Morgan Stanley & Co, Inc.
    El Paso, TX
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Austin, TX
Other Businesses

AVON PRODUCTS INC; NOT INVESTMENT RELATED; NEW YORK, NY; PRIVATE COMPANY; INDEPENDENT CONTRACTOR; START DATE: 01/2006; DURING BUSINESS HOURS: 0; AFTER BUSINESS HOURS: 2-4

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-21
  • S66 Uniform Combined State Law Examination
    2009-11-21

View on SEC IAPD

Other Firms

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Other Offices

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