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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc | Hong Kong | 11/2013 | 03/2017 | |
| Unemployed | Hong Kong | 03/2017 | 06/2021 | |
| Unemployed | Morristown | NJ | 06/2021 | 10/2021 |
| Summit Financial, Llc | Parsippany | NJ | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-03-12 |
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