Jonathan Lee Yates

Current Employers

Employment History

• 11/2002 → Present
  The Yates Agency
  Kingsport, TN
• 01/2003 → 07/2020
  Nationwide Securities, Llc
  Dublin, OH
• 07/2020 → Present
  The Leaders Group, Inc.
  Littleton, CO

Other Businesses

1.) BEAR BROTHERS LLC - 1/9/2019 - 535 W Market Street, Johnson City, TN 37604 - Owner, Sales and customer relations, Not Invt Rel, Car restoration shop, 10 hrs/mo; 2 hrs/mo (during trading hours). 2.) YATES ENTERPRISES LLC - 6/25/2003 - 309 Princeton Road, Johnson City, TN 37601 - Owner, Make decisions on repairs and maintenance, Not Invt Rel, Real estate holding LLC, 2 hrs/mo; 2 hrs/mo (during trading hours). 3.) THE YATES AGENCY INC - 10/1/2015 - 1475 E Center Street, Kingsport, TN 37604 - Principal Agent, Principal insurance agent, Not Invt Rel, Insurance business, 120 hrs/mo; 120 hrs/mo (during trading hours). 4.) TLG ADVISORS, INC - 3/5/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 5.) KOL FINANCIAL - 7/1/2020 - 1475 E. Center Street, Kingsport TN 37664 - Owner, Own and operate a financial services office, Invt Rel, 90 hrs/mo; 90 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-03
• S63 Uniform Securities Agent State Law Examination
  2003-02-27