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Christopher Eugene Stickrod

Tiaa-Cref Individual & Institutional Services, LLC

Evanston, IL

Glencoe, IL

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-10
  • IL RA
    APPROVED
    Since 2023-07-10

Branch Locations

1560 Sherman Avenue Suite 100, Evanston, IL 60201 • United States

Glencoe, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc Chicago IL 07/2005 07/2023
Nuveen Asset Management, Llc Chicago IL 09/2011 07/2023
Tiaa Evanston IL 07/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Evanston IL 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13

View on SEC IAPD

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