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1760 The Alameda, San Jose, CA 95126 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-09-15 |
| UT | RA | APPROVED | 2021-03-10 |
Branch Locations
1760 The Alameda, San Jose, CA 95126 • United States
Park City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Funds Distributors, Llc | San Francisco | CA | 05/2015 | 12/2020 |
| Kera Capital Partner, Inc. | San Jose | CA | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-28 |
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