Brian Arnold Hickox

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-07-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Cuna Mutual Group	Waverly	IA	03/2015	01/2017
Cuna Brokerage Services, Inc.	Waverly	IA	03/2015	01/2017
Signator Inv Inc	Warwick	RI	01/2017	11/2018
Royal Alliance Associates, Inc.	Newport	RI	11/2018	09/2022
Regions Bank	West Palm Beach	FL	09/2022	09/2023
Cetera Investment Services Llc	Saint Cloud	MN	10/2022	09/2023
Cetera Investment Advisers Llc	West Palm Beach	FL	10/2022	09/2023
Q3 Advisors	Marble Falls	TX	09/2023	08/2024
Unemployed	North Palm Beach	FL	08/2024	04/2025
Brighton Jones	Seattle	WA	04/2025	Present

2023-10-24 → 2024-08-01

Q3 Advisors, Llc

West Palm Beach, FL
2022-10-27 → 2023-09-18

Cetera Investment Advisers Llc

West Palm Beach, FL
2018-11-02 → 2022-09-19

Osaic Wealth, Inc.

Warwick, RI

Newport, RI
2017-01-31 → 2018-11-02

Signator Investors, Inc.

Warwick, RI

Newport, RI
2015-03-04 → 2017-02-10

Cuna Brokerage Services, Inc.

Middletown, RI

Waverly, IA

Middletown, RI
2013-07-01 → 2014-10-06

Putnam Investment Management, Llc

Boston, MA
2012-09-04 → 2013-06-21

Cambridge Investment Research Advisors, Inc.

Newport, RI
2009-10-30 → 2012-09-05

Brown, Lisle/Cummings, Inc.

Providence, RI

Providence, RI
2007-10-22 → 2009-11-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
2005-11-16 → 2007-10-10

Banc Of America Investment Services, Inc.

Providence, RI

Pawtucket, RI

Lincoln, RI

Lincoln, RI
2005-08-10 → 2005-10-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL
2003-05-21 → 2005-04-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rochester, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-15

Other Firms