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613 Old Santa Fe Trail, Santa Fe, NM 87505 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-03-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Santa Fe | NM | 02/2007 | 12/2019 |
| Charles Schwab Bank | Santa Fe | NM | 10/2013 | 12/2019 |
| Unemployed | Santa Fe | NM | 12/2019 | 04/2021 |
| Bbva Usa Inc | Birmingham | AL | 04/2021 | 08/2021 |
| Bbva Insurance Agency Inc | Bernalillo | NM | 04/2021 | 08/2021 |
| Bbva Securities Inc. | Bernalillo | NM | 04/2021 | 08/2021 |
| Bbva Wealth Solutions, Inc | Bernalillo | NM | 04/2021 | 08/2021 |
| Pnc Investments | Austin | TX | 08/2021 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 11/2022 | 02/2024 |
| Bank Of America, N.A. | Austin | TX | 01/2023 | 02/2024 |
| Financial Partners, Llc | Sante Fe | NM | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-08 |
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