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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-17
TX RA APPROVED 2026-03-17
  • NY RA
    APPROVED
    Since 2026-03-17
  • TX RA
    APPROVED
    Since 2026-03-17

Branch Locations

6101 S. Boadway, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Purchase NY 06/2009 03/2026
Morgan Stanley Private Bank, National Association New York NY 01/2015 03/2026
Ubs Financial Services Inc. Tyler TX 03/2026 Present
  • 06/2009 → 03/2026
    Morgan Stanley Smith Barney
    Purchase, NY
  • 01/2015 → 03/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2026 → Present
    Tyler, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2003-02-21

View on SEC IAPD

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