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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-01-05
MD RA APPROVED 2023-11-14
PA RA APPROVED 2022-06-24
TX RA APPROVED_RES 2015-01-06
  • NH RA
    APPROVED
    Since 2026-01-05
  • MD RA
    APPROVED
    Since 2023-11-14
  • PA RA
    APPROVED
    Since 2022-06-24
  • TX RA
    APPROVED_RES
    Since 2015-01-06

Branch Locations

10 Gerard Avenue Suite 305, Lutherville-Timonium, MD 21093-3207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Estabrook & Co Inc Baltimore MD 01/1991 Present
Founders Financial Securities, Llc Towson MD 11/2007 Present
Previous Registrations
  • 2003-04-14 → 2007-11-14
    Osaic Fa, Inc.
    Baltimore, MD
    Baltimore, MD
    Hunt Valley, MD
Other Businesses

(1) CPA FIRM - ESTABROOK AND COMPANY; NOT INVESTMENT RELATED; CPA/CEO INCHARGE OF TAX DEPT. 10 Gerard Ave, Ste 305, Timonium MD 21093; TAX AND ACCOUNTING SERVICES, SALARIED, TAX RETURNS AND TAX PLANNING, 160 HRS/MONTH (2) GRACE WORDS BIBLE CHURCH; NON-INVESTMENT REALTED; 806 WEST PRINCESS STREET YORK, PA 17363; START DATE: 1/1/2018; CHURCH DIRECTOR/PASTOR; 40 HRS PER MONTH; 0 HRS. DURING TRADING. (3) ESTABROOK COMPANY & ASSOCIATES; INVESTMENT RELATED; 10 GERARD AVENUE SUITE 305 TIMONIUM MD 21093; INSURANCE SALES 4) Estabrook and Company, P.C., Investment related; 10 Gerard Ave, Ste 305, Timonium MD 21093; DBA, Started 1/1991, 120+/-hour/month during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-26
  • S66 Uniform Combined State Law Examination
    2003-03-26

View on SEC IAPD

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