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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-19 |
Branch Locations
2100 York Rd, Timonium, MD 21093 • United States
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Timonium | MD | 09/2022 | Present |
| Wells Fargo Bank, Na | Timonium | MD | 03/2014 | Present |
DOOR DASH; NOT INV RELATED; BALTIMORE, MD; DELIVERY DRIVER; START DATE 1/22/2024; 25 HOURS PER MONTH; 0 DURING TRADING; DELIVERING ORDERS FOR CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-01 |
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