David Lee Berman

Current Employers

Employment History

• 04/2016 → 05/2025
  Kestra Advisory Services, Llc
  Timonium, MD
• 01/2003 → 05/2025
  Kestra Investment Services, Llc
  Timonium, MD
• 01/2025 → Present
  Berman Mcaleer
  Timonium, MD
• 04/2016 → 05/2025
  Kestra Financial Services, Inc.
  Timonium, MD

Previous Registrations

• 2016-04-19 → 2025-05-20
  Kestra Advisory Services, Llc
  Timonium, MD
• 2003-01-16 → 2016-09-22
  Kestra Investment Services, Llc
  Timonium, MD
  Timonium, MD
  New York, NY
• 2001-01-01 → 2003-01-17
  Park Avenue Securities Llc
  Timonium, MD

Other Businesses

Business Name: Berman McAleer Holdings, LLC Investment Related: Yes Address: 9690 Deereco Road Suite 800 Timonium MD 21093 Nature of Business: Other Other/None of the Above Invest in both securities and private investments (all submitted for approval from compliance in advance) Position, Title or Relationship: LLC member Start Date: 2/24/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Investment partnership for our own personal use Business Name: Berman McAleer Partnership Investment Related: No Address: 9690 Deereco Rd #800 Timonium MD 21093 Nature of Business: Other Other/None of the Above Only function is to fund the buy/sell agreement with insurance policies Position, Title or Relationship: Partner Start Date: 10/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Partnership formed to own life insurance policies on the owners of Berman McAleer .Business Name: David Berman Investment Related: No Address: 9690 Deereco Rd, Suite 800 Timonium MD 21093 Nature of Business: Consulting Position, Title or Relationship: Consultant Start Date: 2/20/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Evaluating proposals, valuing assets in relation to each other, estimating retirement income needs Business Name: Pride of Baltimore, Inc Investment Related: No Address: 1240 Key Highway Baltimore MD 21230 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 6/24/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend board meetings, support fundraisers, assist in strategy decision-making Business Name: BMC RISK MANAGEMENT, LLC POSITION: member NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 09/16/2024 ADDRESS: 9690 Deereco Rd #800, Timonium MD 21093 DESCRIPTION: sales and administration

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1989-10-18

Designations