Rebecca Lynn Hartnett

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Timonium, MD
• 02/2012 → Present
  Kestra Investment Services, Llc
  Timonium, MD

Previous Registrations

• 2009-02-03 → 2011-10-18
  Ubs Financial Services Inc.
  Hunt Valley, MD
• 2007-04-02 → 2009-01-20
  Morgan Stanley & Co. Llc
  Hunt Valley, MD
• 2001-04-16 → 2007-04-02
  Morgan Stanley Dw Inc.
  Lutherville, MD
  Lutherville, MD

Other Businesses

Name: Brotman Financial Group Investment Related: Yes Address: 16 Greenmeadow Drive, Suite 201 Timonium MD 21093 Nature of Business: Registered Field Assistant Position, Title or Relationship: investment operations Start Date: 1/30/2012 Hours per month: 71% - 80% (113 - 128 hours) Hours/month during trading hours: 81% - 90% (113 - 126 hours) Duties: Process account paperwork and the day to day account operations. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/22/2015 Hours/month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment Advisor Representative Name: BFG Financial Advisors A division of Brotman Financial Group Investment Related: Yes Address: 16 Greenmeadow Drive, Suite 201 Timonium MD 21093 Nature of Business: Registered Field Assistant; Insurance Position, Title or Relationship: Investment Operations Associate (no change from existing firm) Start Date: 10/1/2018 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Same as existing firm - this is not a new business venture or activity, just a new trade name Name: BROTMAN FINANCIAL GROUP POSITION: Investment operations associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 01/01/2023 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timionium MD 21093 DESCRIPTION: Maintain client investment accounts. Name: BFG ESTATE & TAX SERVICES POSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. client will receive their estate documents and instructions to notarize. We will keep them for marketing outreach efforts. Name: BROTMAN FINANCIAL GROUP POSITION: Sr CSA NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2023 ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Prepare materials for client meetings Team lead to the investment operations dept Name: BFG ESTATE & TAX SERVICESPOSITION: Intermediary NATURE: Estate document drafting INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 16 Greenmeadow Dr, Suite 201, Timonium MD 21093, United States. DESCRIPTION: We will send the client a link to their portal for them to enter their information and answer questions regarding estate drafting services. Once complete the client will receive their estate documents and instructions to notarize. We will use them for marketing outreach efforts. Name: BROTMAN FINANCIAL GROUPPOSITION: Sr CSA NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2023ADDRESS: 16 Greenmeadow Drive, Suite 201, Timonium MD 21093, United States DESCRIPTION: Prepare materials for client meetings Team lead to the investment operations department. Name: POA FOR BRANDON WEBB POSITION: agent NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2026 ADDRESS: 2524 Girdwood Road, Lutherville MD 21093, United States DESCRIPTION: Step in as agent if Brandon is unable to act for himself

Exams

• S66 Uniform Combined State Law Examination
  2001-03-16
• S63 Uniform Securities Agent State Law Examination
  2000-06-16

Other Names

• Rebecca Lynn Webb