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Current Employers
Converse Team Financial Services, Llc

Wichita, KS • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-28
  • KS RA
    APPROVED
    Since 2025-04-28

Branch Locations

Wichita, KS • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-11
KS RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2015-02-11
  • KS RA
    APPROVED
    Since 2009-01-02

Branch Locations

2121 N Webb Road, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Wichita KS 01/2003 Present
Keating Financial Advisory Services, Inc. Manhattan KS 10/2007 04/2025
Raymond James Financial Services Advisors, Inc Wichita KS 01/2009 Present
Converse Financial Advisory, Inc. Wichita KS 04/2008 10/2018
Mike Converse Wichita KS 07/2015 11/2019
Converse Financial Advisory, Inc Converse Team Financial Servic Wichita KS 01/2008 04/2024
Converse Financial Advisory Inc Wichita KS 10/2018 04/2024
  • 01/2003 → Present
    Raymond James Financial Services
    Wichita, KS
  • 10/2007 → 04/2025
    Keating Financial Advisory Services, Inc.
    Manhattan, KS
  • 01/2009 → Present
    Wichita, KS
  • 04/2008 → 10/2018
    Converse Financial Advisory, Inc.
    Wichita, KS
  • 07/2015 → 11/2019
    Mike Converse
    Wichita, KS
  • 01/2008 → 04/2024
    Converse Financial Advisory, Inc Converse Team Financial Servic
    Wichita, KS
  • 10/2018 → 04/2024
    Converse Financial Advisory Inc
    Wichita, KS
Previous Registrations
Other Businesses

(1) Name of Business: 15 Ventures, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 08/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member. Sign for bank loan and pay bills and tenant agreements. (2) Name of Business: Converse Financial Advisory Inc Address: 2121 N Webb Rd, Wichita, KS, 67206-3412, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/10/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Pay Bills/Tax Filings, created to collect payments from Mike Converse to Converse Financial Advisory as corporation versus 1099 to me personally. (3) Name of Business: Converse Team Financial Services, LLC Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Independent RIA Position/Title: Other, Advisor, Officer - CEO Investment Related: Yes Start Date: 05/01/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Member of the LLC. Oversee vision of the company as it pertains to our 401k plans. Assist with quickbooks management. (4) Name of Business: Converse Ventures, LLC Address: 2110 N Castle Rock Ct, Wichita, KS, 67230, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 01/12/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5) Name of Business: Crown Plaza LLC Address: 2110 n castle Rock Ct, Wichita, KS, 67230, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/19/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6) Name of Business: First Heartland Address: 2121 N Webb Rd, Wichita, KS, 67206, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: independent insurance agent. (7) Name of Business: Keating & Associates, Inc. Address: 3500 N Rock Rd Bldg 200, Wichita, KS, 67226, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 11/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Planning & Providing Insurance Products, Also set up of 401(k) and Pension Plans, Cafeteria Plans, Long Term Care, Group Insurance. (This would be anything that would not be IRIA related) For example the flex spending plans we put in place are not RIA. (8) Name of Business: The Converse Team Address: 2121 N Webb Rd , Wichita, KS, 67206, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/02/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: This is name we hold out for our team..

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-09
S63 Uniform Securities Agent State Law Examination 2003-02-24
  • S65 Uniform Investment Adviser Law Examination
    2005-02-09
  • S63 Uniform Securities Agent State Law Examination
    2003-02-24
Designations
Other Names
  • Mike Converse

View on SEC IAPD

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