David Stephen Chapple

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-02
CA	RA	APPROVED	2005-01-03

TX RA
APPROVED_RES

Since 2014-06-02
CA RA
APPROVED

Since 2005-01-03

Branch Locations

2400 Washington Ave Ste 300, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Redding	CA	12/2004	Present

12/2004 → Present

Lpl Financial Llc

Redding, CA

Previous Registrations

2003-04-25 → 2004-06-21

Highway Financial Networks

Redding, CA

Other Businesses

(1) 08/20/2024: David Chapple Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2014 - 0 Hr/Mo

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-03-25
S65	Uniform Investment Adviser Law Examination	2002-11-05

S63 Uniform Securities Agent State Law Examination

2005-03-25
S65 Uniform Investment Adviser Law Examination

2002-11-05

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews