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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-03

Branch Locations

420 Throckmorton St Floor 03, Fort Worth, TX 76102 • United States

500 W Wall Street, Midland, TX 79701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Forthworth TX 11/2007 Present
J.P. Morgan Securities Llc Forthworth TX 12/2007 Present
Stmj Llc Fort Worth TX 02/2023 Present
  • 11/2007 → Present
    Jpmorgan Chase Bank, N.A.
    Forthworth, TX
  • 12/2007 → Present
    Forthworth, TX
  • 02/2023 → Present
    Stmj Llc
    Fort Worth, TX
Other Businesses

Entity Name: STMJ LLC Investment related: No "Address: 3501 Sagecrest Terrace Fort Worth TX 76109" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: newly formed LLC that will own recreational real estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S63 Uniform Securities Agent State Law Examination 2003-09-22
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S63 Uniform Securities Agent State Law Examination
    2003-09-22
Designations

View on SEC IAPD

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