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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-02-03 |
Branch Locations
1020 William Blount Dr, Maryville, TN 37801 • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maryville | TN | 10/2009 | Present |
| Flagship Harbor Advisors, Llc | Maryville | TN | 02/2016 | Present |
1. 10/09/2009: Avery Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/13/2010: Avery Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Life insurance, long term care and fixed annuities with Minnesota Life. 3. 10/8/2013: Darrell Avery - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Health Insurance away from LPL. 4. 1/14/2016: Pinnacle Insurance & Financial Svcs - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/04/2016 - 18 Hours Per Month/0 Hours During Securities Trading - Independent agent. 5. 2/10/2016: Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Started 01/04/2016 - 140 Hours Per Month/6 Hours During Securities Trading. 6. 03/30/2016; Flagship Harbor Advisors, LLC; Registered Investment Advisor DBA; (Hybrid) Avery Wealth Mangement, LLC; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 01/04/2016; 173 HRS/MO; 8 HRS DURING SECS TRADING HRS. 7. 2/26/2018 - Flagship Harbor Advisors - DBA: Flagship Harbor - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/20/2018 - 5 Hours Per Month During Securities Trading. 8. 01/08/2024 - Monroe County Schools TN - Non-Investment Related - Madisonville, TN - Non-Profit Board Member - Started: 12/26/2023 - 5 hrs/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-13 |
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