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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-01
SC RA APPROVED 2013-04-11
  • TX RA
    APPROVED_RES
    Since 2014-08-01
  • SC RA
    APPROVED
    Since 2013-04-11

Branch Locations

112 Haywood Road, Greenville, SC 29607 • United States

101 Falls Park Drive Suite 600, Greenville, SC 29601 • United States

Greenville, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville SC 05/2012 Present
Palmetto Tide Holdings, Llc Greenville SC 05/2016 03/2021
Previous Registrations
  • 2003-04-29 → 2013-03-14
    Morgan Keegan & Company, Llc
    Birmingham, AL
    Hoover, AL
    Birmingham, AL
    Birmingham, AL
    Memphis, TN
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Greenville, SC
Other Businesses

(1)Name of Business: Address: 10 La Vista Court, Greenville, SC, 29601, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Address: 315 Corley Street, Bluffton, SC, 29910, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-25
  • S66 Uniform Combined State Law Examination
    2003-04-25
Other Names
  • Roger Courtland Williams

View on SEC IAPD

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