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Inactive

Stephanie Wo Roncal

Bailard, Inc.

Foster City, CA

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Current Employers
Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-03-29
TX RA APPROVED 2023-03-28
CA RA APPROVED 2022-01-25
  • NE RA
    APPROVED
    Since 2023-03-29
  • TX RA
    APPROVED
    Since 2023-03-28
  • CA RA
    APPROVED
    Since 2022-01-25

Branch Locations

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Private Investment Advisors, Llc Palo Alto CA 01/2003 12/2021
Wells Fargo Investment Institute, Inc San Francisco CA 11/2021 12/2021
Bailard, Inc Foster City CA 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-03
  • S65 Uniform Investment Adviser Law Examination
    2021-12-03
Other Names
  • Stephanie Roncal
  • Stephanie Wo

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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