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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2021-08-06 |
Branch Locations
75-170 Hualalai Rd Ste D119, Kailua Kona, HI 96740 • United States
Kalua Kona, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kailua-Kona | HI | 08/2012 | 04/2017 |
| American Savings Bank | Kailua Kona | HI | 08/2012 | 11/2017 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2017 | 11/2017 |
| Central Pacific Bank | Hilo | HI | 11/2017 | 08/2019 |
| Lpl Financial Llc | Hilo | HI | 11/2017 | 08/2019 |
| Bankoh Investment Services, Inc. | Kailua-Kona | HI | 09/2019 | 08/2021 |
| Ameriprise Financial Services, Llc | Kailua-Kona | HI | 08/2021 | Present |
Business Ownership; QUANTIFY LLC; Owner. The purpose of the company is to serve as a flow-through entity to manage the financial compensation from my advisory practice with Ameriprise.; Quantify LLC will exist simply a flow-through entity to manage the financial compensation from my advisory practice with Ameriprise.; 75-6155 Haku Mele St., , Kailua Kona, HI, 96740; Not Investment-Related; 01/03/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-12 |
| S66 | Uniform Combined State Law Examination | 2003-03-27 |
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