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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-08 |
| HI | RA | APPROVED | 2000-01-31 |
Branch Locations
78-6831 Alii Dr, Kailua Kona, HI 96740 • United States
Kailua Kona, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kailua Kona | HI | 01/1998 | Present |
| Bank Of America, N.A. | Kailua Kona | HI | 09/2009 | Present |
I*79024 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JASON HAUANIO INVESTMENT RELATED: N ADDRESS OF BUSINESS: KAILUA-KONA, HAWAII 96740 NATURE OF BUSINESS: OTHER,RESIDENTIAL RENTAL POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL HOME
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-25 |
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