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Carl Saponare

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-12-14
CT RA APPROVED 2003-08-06
  • TX RA
    APPROVED_RES
    Since 2007-12-14
  • CT RA
    APPROVED
    Since 2003-08-06

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Hartford CT 09/2002 Present
Bank Of America, N.A. Hartford CT 07/2011 Present
  • 09/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Hartford, CT
  • 07/2011 → Present
    Bank Of America, N.A.
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-31
  • S66 Uniform Combined State Law Examination
    2003-07-31
Other Names
  • Carl Saponare
  • Carl Saponare

View on SEC IAPD

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