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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-11-03 |
| TX | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 07/2006 | 08/2025 |
| Lion Street Financial | Austin | TX | 09/2025 | Present |
| Lion Street Advisors | Austin | TX | 09/2025 | Present |
| Integrity Alliance, Llc. | Urbandale | IA | 11/2025 | Present |
| Integrity Alliance, Llc. | Urbandale | IA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-29 |
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