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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-02-27
TX RA APPROVED 2009-02-27
  • IL RA
    APPROVED
    Since 2009-02-27
  • TX RA
    APPROVED
    Since 2009-02-27

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Green Oaks, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oak Brook IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oak Brook IL 11/2016 Present
Previous Registrations
Other Businesses

Rental Property, investment related, Hilton Head Island, SC. Start: 12/1/2006, 0 hours/month, landlord.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-07
S63 Uniform Securities Agent State Law Examination 2000-01-26
  • S65 Uniform Investment Adviser Law Examination
    2000-02-07
  • S63 Uniform Securities Agent State Law Examination
    2000-01-26
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Oak Brook, IL

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