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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed Musician/Performer | Salisbury | NC | 10/1981 | Present |
| Insight Financial Partners, Llc | Salisbury | NC | 01/2005 | Present |
| Signator Investors, Inc. | Nashville | TN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Salisbury | NC | 11/2018 | Present |
1. SINGER/ PERFORMER POSITION: performer NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1981 ADDRESS: 502 Wiley Ave, Salisbury NC 28144, United States DESCRIPTION: Occasional performer/singer for weddings, funerals, special events 2. INSIGHT FINANCIAL PARTNERS LLC - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2005 ADDRESS: 219 Statesville Blvd, Salisbury NC 28144, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. INSIGHT FINANCIAL PARTNERS LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 STATE DATE: 01/01/2005 ADDRESS: 219 Statesville Blvd, Salisbury NC 28144, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-13 |
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