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Wendy Piper Weant

Osaic Wealth, Inc.

Salisbury, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-02
  • NC RA
    APPROVED
    Since 2018-11-02

Branch Locations

219 Statesville Blvd., Salisbury, NC 28144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Musician/Performer Salisbury NC 10/1981 Present
Insight Financial Partners, Llc Salisbury NC 01/2005 Present
Signator Investors, Inc. Nashville TN 05/2016 11/2018
Osaic Wealth, Inc. Salisbury NC 11/2018 Present
  • 10/1981 → Present
    Self Employed Musician/Performer
    Salisbury, NC
  • 01/2005 → Present
    Insight Financial Partners, Llc
    Salisbury, NC
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Nashville, TN
  • 11/2018 → Present
    Salisbury, NC
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Salisbury, NC
    Mount Pleasant, SC
    Gold River, CA
    Nashville, TN
  • 2013-10-01 → 2016-05-13
    Cedar Rapids, IA
    Salisbury, NC
    Salisbury, NC
    Mount Pleasant, SC
  • 2006-10-10 → 2013-10-01
    Mt Pleasant, SC
    Salisbury, NC
    Salisbury, NC
Other Businesses

1. SINGER/ PERFORMER POSITION: performer NATURE: sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1981 ADDRESS: 502 Wiley Ave, Salisbury NC 28144, United States DESCRIPTION: Occasional performer/singer for weddings, funerals, special events 2. INSIGHT FINANCIAL PARTNERS LLC - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2005 ADDRESS: 219 Statesville Blvd, Salisbury NC 28144, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance. 3. INSIGHT FINANCIAL PARTNERS LLC POSITION: IAR NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 STATE DATE: 01/01/2005 ADDRESS: 219 Statesville Blvd, Salisbury NC 28144, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-05
S63 Uniform Securities Agent State Law Examination 2003-02-13
  • S65 Uniform Investment Adviser Law Examination
    2006-09-05
  • S63 Uniform Securities Agent State Law Examination
    2003-02-13
Other Names
  • Wendy Karen Piper
  • Wendy P Weant

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