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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-05-21 |
| IL | RA | APPROVED | 2008-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockford | IL | 06/2008 | Present |
| Bank Of America, N.A. | Rockford | IL | 12/2009 | Present |
I*1415267, Entity Type: Entity Governmental, Name of OBA: 911 Emergency Telephone System Board, Address: Rockford, Illinois, 61104, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 09/12/2023, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Board members are responsible for oversight, fiscal stewardship, policy development, and supporting the operational needs of local public safety agencies. The Winnebago County 911 Emergency Telephone System Board (ETSB) oversees the planning, funding, operation, and governance of the county¿s 9¿1¿1 public safety communications system.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-06 |
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