Scott Braun

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 12/2017
  Massmutual
  Denver, CO
• 10/2013 → 12/2017
  Mml Investors Services Llc
  Denver, CO
• 12/2017 → 04/2019
  New York Life Insurance Company
  Denver, CO
• 01/2018 → 04/2019
  Nylife Securities, Llc
  Denver, CO
• 04/2019 → 01/2020
  The Prudential Insurance Co. Of America
  Englewood, CO
• 04/2019 → 01/2020
  Pruco Securities, Llc
  Englewood, CO
• 01/2020 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-29
• S63 Uniform Securities Agent State Law Examination
  2005-07-20

Other Names

• Scott E Braun
• Scott Eric Braun