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Sara Lenai Schupp

Raymond James & Associates, Inc.

Peoria Heights, IL

Dunlap, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-06
IL RA APPROVED 2012-02-29
  • TX RA
    APPROVED_RES
    Since 2024-08-06
  • IL RA
    APPROVED
    Since 2012-02-29

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Dunlap, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Peoria IL 02/2012 Present
  • 02/2012 → Present
    Raymond James And Associates
    Peoria, IL
Previous Registrations
  • 2009-06-01 → 2012-01-06
    Morgan Stanley
    Peoria, IL
  • 2008-03-31 → 2009-06-01
    Morgan Stanley & Co. Llc
    Peoria, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 2004-05-03
  • S65 Uniform Investment Adviser Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    2004-05-03
Other Names
  • Sara Lenai Landivittori
  • Sara L Schupp

View on SEC IAPD

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JAYME RYAN BAILEY
TODD THOMAS NETHERY
Joshua RICHARD Carstens
Whitney E Goldstein
Jeffrey D Bailey
MOLLIE LYNN RUSHING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL
CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL
OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL
EDWARD JONES · PEORIA HEIGHTS, IL

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