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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-05-05 |
| VA | RA | APPROVED | 2022-02-24 |
Branch Locations
1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856 • United States
1845 K Street, N.W., Washington, DC 20006-1209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Manchester | CT | 08/2005 | 02/2018 |
| Td Ameritrade, Inc. | Manchester | CT | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 06/2024 |
| Charles Schwab & Co., Inc. | Alexandria | VA | 10/2021 | Present |
| Charles Schwab Bank, Ssb | Alexandria | VA | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-21 |
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