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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-06-25 |
| MO | RA | APPROVED | 2017-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | St. Louis | MO | 10/2015 | 01/2017 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 01/2017 | Present |
BORDONI ENTERPRISE LLC; INV. RELATED; COLLINSVILLE, IL; 100% OWNERSHIP WITH SPOUSE; RENTAL PROPERTY; START DATE 8/2008; HOURS PER MONTH VARIES; 0 HRS DURING TRADING. CRALDONI PROPERTIES LLC; INV. RELATED; COLLINSVILLE, IL; 25% OWNERSHIP; MANAGE RENTAL PROPERTIES; START DATE 3/20/2012; 20 HRS PER MONTH; 0 HRS DURING TRADING. PRIDE KIDS SPORTS BOOSTER CLUB, NOT INV RELATED, COLLINSVILLE, IL, SECRETARY, 2 HOURS PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS, DISCUSSING FUNDRAISERS, PARTICIPATING IN EVENTS WORKING GAMES CONCERTS AND RAISING MONEY FOR GYM TUITION. INSTACART; NOT INV. RELATED; COLLINSVILLE, IL; SHOPPER; START DATE 10/11/2020; 15 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: SHOPPING FOR ITEMS REQUESTED THEN DELIVERING THEM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-10 |
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