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Robert Charles Lorenz

LPl Financial LLC

Bartlett, IL

Hoffman Estates, IL

Hoffman Estates, IL

St Charles, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
IL RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • IL RA
    APPROVED
    Since 2021-03-24

Branch Locations

335 South Main Street, Bartlett, IL 60103 • United States

1199 W Higgins Road, Hoffman Estates, IL 60169 • United States

1680 W Algonquin Road, Hoffman Estates, IL 60195 • United States

St Charles, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc. Hoffman Estates IL 01/2015 Present
Lpl Financial Llc Hoffman Estates IL 03/2021 Present
  • 01/2015 → Present
    Bmo Harris Financial Advisors, Inc.
    Hoffman Estates, IL
  • 03/2021 → Present
    Lpl Financial Llc
    Hoffman Estates, IL
Previous Registrations
  • 2015-01-15 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Barrington, IL
    Hoffman Estates, IL
    Hoffman Estates, IL
    Bartlett, IL
    Chicago, IL
  • 2012-10-01 → 2015-01-08
    J.P. Morgan Securities Llc
    Des Plaines, IL
    Mt. Prospect, IL
  • 2010-10-12 → 2012-10-01
    Chase Investment Services Corp.
    Mt. Prospect, IL
  • 2008-04-17 → 2010-10-26
    Cetera Investment Advisers Llc
    Saint Charles, IL
    Batavia, IL
  • 2006-09-20 → 2008-04-18
    Fifth Third Securities, Inc.
    St. Charles, IL
    West Chicago, IL
    Bartlett, IL
    St. Charles, IL
    Batavia, IL
    St. Charles, IL
    Batavia, IL
    West Chicago, IL
  • 2003-04-28 → 2006-09-21
    Ameriprise Financial Services, Llc
    Lombard, IL
    Chicago, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - HOFFMAN ESTATES, IL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-25
  • S66 Uniform Combined State Law Examination
    2003-04-25
Other Names
  • Bob Lorenz

View on SEC IAPD

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Other Offices

EDWARD JONES · BARTLETT, IL
FIFTH THIRD SECURITIES, INC. · BARTLETT, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Bartlett, IL
NEWEDGE ADVISORS · Bartlett, IL
DFG WEALTH MANAGEMENT, LLC · BARTLETT, IL
EDWARD JONES · BARTLETT, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STREAMWOOD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Streamwood, IL

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