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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-03-21
  • MA RA
    APPROVED
    Since 2024-03-21

Branch Locations

1800 West Park Dr Ste 150, Westborough, MA 01581 • United States

Rockport, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 10/2014 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Other Businesses

1.DBA: CCR WEALTH MANAGEMENT LLC, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, INVESTMENTS AND FINANCIAL PLANNING SERVICES, START OCTOBER 2014, 40 HRS PER WEEK - DURING TRADING HOURS, FINANCIAL ADVISOR. 2.TOWN OF ROCKPORT MASSACHUSETTS AMBULANCE DEPARTMENT, NOT INVESTMENT RELATED, 37 BROADWAY, ROCKPORT, MA 01966, AMBULANCE SERVICE, START 2008, 5 HOURS PER WEEK - NOT DURING TRADING HOURS, PART-TIME EMT. 3. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: NOTARY PUBLIC; 4. NAME OF OTHER BUSINESS: CONSERVATION COMMISSION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CONSERVATION COMMISSION FOR THE TOWN OF ROCKPORT, MA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: COMMISSION MEMBER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN MEETINGS TO SEE IF PROPOSED BUILDING MEET FED, STATE, AND LOCAL GUIDELINES; 5. NAME OF OTHER BUSINESS: TOWN OF ROCKPORT MASS SELECT BOARD; INVESTMENT RELATED: NO; ADDRESS: 34 BROADWAY, ROCKPORT, MA, 01966; NATURE OF BUSINESS: BOARD; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: SELECT BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SET DIRECTION, LEGISLATE POLICIES, & APPOINT ALL NON-ELECTED OFFICIALS, CALL ALL TOWN MEETINGS/ELECTIONS & PROPOSE BUDGETS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-18
  • S66 Uniform Combined State Law Examination
    2003-04-18
Designations

View on SEC IAPD

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