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Sandra Aguirre Piza

Von Borstel & Associates

The Dalles, OR

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Current Employers
Von Borstel & Associates

308 E 3Rd Street, The Dalles, OR 97058 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-08-30
  • OR RA
    APPROVED
    Since 2023-08-30

Branch Locations

308 E 3Rd Street, The Dalles, OR 97058 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc The Dalles OR 05/2002 07/2020
Financial Advocates Investment Management The Dalles OR 04/2017 07/2020
Von Borstel & Associates The Dalles OR 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-31
S63 Uniform Securities Agent State Law Examination 2006-08-14
  • S65 Uniform Investment Adviser Law Examination
    2023-07-31
  • S63 Uniform Securities Agent State Law Examination
    2006-08-14
Other Names
  • Sandra Hernandez
  • Sandra Aguirre Piza
  • Sandra Aguirre

View on SEC IAPD

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