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308 E 3Rd Street, The Dalles, OR 97058 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | The Dalles | OR | 05/2002 | 07/2020 |
| Financial Advocates Investment Management | The Dalles | OR | 04/2017 | 07/2020 |
| Von Borstel & Associates | The Dalles | OR | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-14 |
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