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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-10-23 |
| WA | RA | APPROVED | 2023-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St Cloud | MN | 07/1997 | 10/2023 |
| Columbia State Bank | The Dalles | OR | 01/2010 | 03/2023 |
| Cetera Investment Advisers Llc | The Dalles | OR | 01/2014 | 10/2023 |
| Umpqua Bank | The Dalles | OR | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | The Dalles | OR | 10/2023 | Present |
| Raymond James Financial Services, Inc. | The Dalles | OR | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-11 |
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