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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-02 |
| OR | RA | APPROVED | 2004-06-25 |
Branch Locations
312 Federal Street, The Dalles, OR 97058-1740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Portland | OR | 07/1996 | Present |
| Nylife Securities Llc | Portland | OR | 08/1996 | Present |
| John Coats Financial Group | The Dalles | OR | 05/2015 | Present |
[TEACHER - 316 W 21ST STREET, THE DALLES, OR. 97058. AGENT TEACHES TAI CHAI CHUAN ONE HOUR PER WEEK AT A LOCAL ATHLETIC CLUB AND IS COMPENSATED VIA WAGES. THE AMOUNT OF TAXABLE INCOME REPORTED IN 2010 WAS $100, AND AN ESTIMATED $500 WILL BE REPORTED FOR 2011]. [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 9/2004] [OPERATING UNDER THE DBA NAME OF JOHN COATS FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; THE DALLES, OR; START DATE: 05/2015] [John B Coats, LLC; LLC created for payroll purposes; 312 Federal Street/PO Box 311, The Dalles, OR 97058; Start Date 09/2013; Role/Title: Owner; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours; John had to create an LLC in order to pay staff]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-05 |
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