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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Saginaw Tx, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fort Worth | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2016 | 03/2022 |
| Ubs Financial Services Inc | Weehawken | NJ | 03/2022 | Present |
Name of organization - S.G. Estate/Address - Mt Pleasant SC/Investment related - Yes/Nature - When S.G. passes I will be the executor of her estate. She is still living so no role at present/Nature - Upon her death I would be executor/Role- Upon her death I would be executor/ Duties - Estate settlement/executor duties/Start date - 1/22/2024/Time Required -No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-10 |
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