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Garrett Esperum

J.P. Morgan Securities LLC

Seattle, WA

Colorado Springs, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
WA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • WA RA
    APPROVED
    Since 2012-10-01

Branch Locations

5511 22Nd Ave Nw, Seattle, WA 98107 • United States

4190 Austin Bluffs Pkwy, Flr 01, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonadei, Llc. Seattle WA 02/2006 12/2018
J.P. Morgan Securities Llc Seattle WA 10/2012 Present
Jpmorgan Chase Bank, N.A. Seattle WA 10/2012 Present
  • 02/2006 → 12/2018
    Sonadei, Llc.
    Seattle, WA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Seattle, WA
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Seattle, WA
    Seattle, WA
  • 2007-10-16 → 2009-05-02
    Wamu Investments, Inc.
    Seattle, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-23
  • S66 Uniform Combined State Law Examination
    2002-09-23
Other Names
  • Garrett Duane Esperum

View on SEC IAPD

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JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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