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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2019-10-18 |
Branch Locations
500 West Jefferson St., Louisville, KY 40202 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilliard Lyons Capital Management, Llc | Louisville | KY | 04/2008 | 02/2018 |
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 02/2018 | Present |
| Robert W. Baird & Co. Incorporated | Louisville | KY | 10/2019 | Present |
Name and Address: Baptist Health 4000 Kresge Way Louisville KY 40207 Start Date: 1/1/2022 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: Board Member; Hospital Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-23 |
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