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Sonja Lilja-Li

J.P. Morgan Securities LLC

Grass Valley, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-01
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

428 Brunswick Road, Grass Valley, CA 95945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmc Bank Na (Southwest) Grass Valley CA 11/2010 Present
J.P. Morgan Securities Llc Grass Valley CA 10/2012 Present
Previous Registrations
  • 2010-12-20 → 2012-10-01
    Chase Investment Services Corp.
    Agoura Hills, CA
  • 2010-11-04 → 2010-12-06
    Wells Fargo Investments, Llc
    Woodland Hills, CA
  • 2009-04-07 → 2010-04-27
    Wells Fargo Investments, Llc
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-06
S63 Uniform Securities Agent State Law Examination 2003-02-27
  • S66 Uniform Combined State Law Examination
    2009-04-06
  • S63 Uniform Securities Agent State Law Examination
    2003-02-27
Other Names
  • Sonja Kaarina Lilja
  • Sonja Lilja-Li
  • Sonja Kaarina Lilja-Li

View on SEC IAPD

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PRESTON L DANIELLS
Galen Robert Lee
Kerry L Wright
JONATHAN HENRY LEE
Grayson D Miller
Stephen Eric Buschmann

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · GRASS VALLEY, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · GRASS VALLEY, CA
OSTROFE FINANCIAL CONSULTANTS INC · GRASS VALLEY, CA
SCINTO GROUP LLP · GRASS VALLEY, CA
LPL FINANCIAL LLC · GRASS VALLEY, CA
SCINTO GROUP LLP · GRASS VALLEY, CA
PROSPERITY CAPITAL ADVISORS · Grass Valley, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GRASS VALLEY, CA

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