Caleb Michael Svoboda

Current Employers

Employment History

• 05/2016 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 07/2016 → Present
  Hbw Advisory Services Llc
  Simi Valley, CA
• 06/2017 → 12/2018
  Cetera Advisor Networks
  El Segundo, CA
• 07/2016 → 12/2018
  Hbw Partners
  Schaumburg, IL
• 01/2017 → 12/2024
  Heritage Living Trust
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY AND LONT-TERM CARE 2. NAME OF OTHER BUSINESS: WINFIELD WEALTH ADVISORS LLC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5/2021 - HLP MORTGAGE INC., MORTGAGE LOAN OFFICER, INITIATE LOAN APPLICATIONS FOR CLIENTS, 5% 10/2024 - ESTATE GURU, REFER CLIENTS, WILLS AND TRUST SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2016-07-06
• S63 Uniform Securities Agent State Law Examination
  2003-02-19

Other Names

• Caleb Svoboda
• Caleb Michail Svoboda