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David W Reineking

Wells Fargo Clearing Services, LLC

Carmel, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-30
TX RA APPROVED 2017-06-30
  • CA RA
    APPROVED
    Since 2017-06-30
  • TX RA
    APPROVED
    Since 2017-06-30

Branch Locations

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carmel CA 10/2006 06/2017
Bank Of America,Na Carmel CA 09/2009 06/2017
Wells Fargo Clearing Services, Llc Carmel CA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-20
S65 Uniform Investment Adviser Law Examination 2007-02-12
  • S63 Uniform Securities Agent State Law Examination
    2007-03-20
  • S65 Uniform Investment Adviser Law Examination
    2007-02-12
Other Names
  • David Reineking

View on SEC IAPD

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