Geoffrey D Mccarthy

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 11/2019
  Lpl Financial
  Boston, MA
• 11/2019 → 09/2025
  Commonwealth Financial Network
  Waltham, MA
• 11/2019 → Present
  Peloton Wealth Management
  Concord, MA
• 06/2024 → Present
  Bostonpremier Wealth, Llc
  Hanover, MA
• 09/2025 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2011-09-30 → 2019-11-18
  Lpl Financial Llc
  Pembroke, MA
  Concord, MA
• 2009-09-18 → 2011-10-10
  Ubs Financial Services Inc.
  Boston, MA
• 2007-03-06 → 2008-02-26
  Eagle Strategies Llc
  Waltham, MA

Other Businesses

1. Fixed insurance sales; As of 11/15/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Peloton Wealth Management; a private entity established to facilitate securities, advisory, and insurance business; Located in Concord, MA 01742; as of 11/15/2019; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-27
• S63 Uniform Securities Agent State Law Examination
  2003-06-10

Other Names

• Geoffrey D Mc Carthy
• Geoffrey D Mccarthy