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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 07/2015 | 02/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 01/2020 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 01/2020 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 01/2020 | Present |
Custodian for extended family
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-24 |
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