Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-27
TX RA APPROVED_RES 2021-05-10
WA RA APPROVED 2009-05-15
  • CA RA
    APPROVED
    Since 2026-04-27
  • TX RA
    APPROVED_RES
    Since 2021-05-10
  • WA RA
    APPROVED
    Since 2009-05-15

Branch Locations

401 Union St, Seattle, WA 98101 • United States

Palm Desert, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 05/2009 Present
Bank Of America, N.A. Seattle WA 05/2011 Present
Previous Registrations
Other Businesses

I*2060288, Entity Type, For Profit, Name of OBA: Rental Property 3, Address: Seattle, WA, 98102, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 10/01/2015, No Hours: 40hrs/Ann, No Hours during trading: 0, Duties: Co owner of rental propertyI*2060284, Entity Type, For Profit, Name of OBA: Rental Property 1, Address: Shoreline, WA, 98133, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 12/15/2017, No Hours: 0hrs/Ann, No Hours during trading: 0, Duties: Co owner of rental property I*2059286, Entity Type, For Profit, Name of OBA: Mission Lane LLC, Address: Scottsdale, AZ, 95258, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 07/03/2018, No Hours: 0hrs/Ann, No Hours during trading: 0, Duties: None. The entity is managed by my spouse.I*2070283, Entity Type Fiduciary, Name of OBA: SG Address: Seattle, Washington, 98109 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 29-Jan-2022 No Hours: 8 weekly No Hours during trading: 0 Duties: Power of Attorney/Mother I*2929334 Entity Type: N/A Name of OBA: Rental Property 4 Address: Kirkland, Washington, 98033 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/19/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-10
  • S66 Uniform Combined State Law Examination
    2003-04-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor