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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-27 |
| TX | RA | APPROVED_RES | 2021-05-10 |
| WA | RA | APPROVED | 2009-05-15 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
Palm Desert, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2009 | Present |
| Bank Of America, N.A. | Seattle | WA | 05/2011 | Present |
I*2060288, Entity Type, For Profit, Name of OBA: Rental Property 3, Address: Seattle, WA, 98102, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 10/01/2015, No Hours: 40hrs/Ann, No Hours during trading: 0, Duties: Co owner of rental propertyI*2060284, Entity Type, For Profit, Name of OBA: Rental Property 1, Address: Shoreline, WA, 98133, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 12/15/2017, No Hours: 0hrs/Ann, No Hours during trading: 0, Duties: Co owner of rental property I*2059286, Entity Type, For Profit, Name of OBA: Mission Lane LLC, Address: Scottsdale, AZ, 95258, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 07/03/2018, No Hours: 0hrs/Ann, No Hours during trading: 0, Duties: None. The entity is managed by my spouse.I*2070283, Entity Type Fiduciary, Name of OBA: SG Address: Seattle, Washington, 98109 Investment Related: Yes Position, Title, Association: Power of Attorney Employee Start Date: 29-Jan-2022 No Hours: 8 weekly No Hours during trading: 0 Duties: Power of Attorney/Mother I*2929334 Entity Type: N/A Name of OBA: Rental Property 4 Address: Kirkland, Washington, 98033 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 09/19/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-10 |
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