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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-24 |
Branch Locations
5560 Tennyson Plwy Ste 130 [Satellite], Plano, TX 75024 • United States
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Plano | TX | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Plano | TX | 11/2016 | 07/2025 |
| Wells Fargo Advisors Financial Network, Llc | Plano | TX | 07/2025 | Present |
C-3 FAMILY, LP, INV-RELATED, DALLAS, TX, TO PURCHASE REAL ESTATE FOR IMPROVEMENT & RESALE, 99.99% OWNERSHIP WITH SPOUSE, 5 HRS/MO, 0 DURING TRADING. | GRAN CIERVO, LLC; INV RELATED; PLANO, TX; 100% OWNERSHIP; 04/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET PRACTICE | HARGROVE GP, LLC ;INV RELATED; COPPELL,TX; MERCHANT PARTNERSHIP;90% OWNERSHIP; Capital Partnership Vehicle; START DATE: 08/11/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-15 |
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